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Posts Tagged ‘ OED Disciplinary Actions ’

Ethics & OED: Practitioner Discipline at the USPTO April/May 2012

Posted: Thursday, Jan 31, 2013 @ 8:30 am | Written by Gene Quinn | No Comments »
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Posted in: Gene Quinn, Invention Promotion, IP News, IPWatchdog.com Articles, Office of Enrollment and Discipline, Patent Fools™, USPTO

On February 5, 2013, I will give a presentation on ethics at the 7th Annual Patent Law Institute in New York City. This CLE presentation will also be offered in San Francisco, California, on March 19, 2013, an event that will be webcast live. In this presentation one of the things I will discuss are the recent disciplinary actions taken by the Office of Enrollment and Discipline (OED) during 2012.  So far I have written the following articles in the Ethics & OED series:

What follows are the decisions from April and May 2012. In this time period in 2012 at the OED the Office found themselves dealing with a patent attorney that accepted referrals from an invention promotion company, a patent attorney that didn’t notify a client of an abandoned application, a trademark attorney that submitted false statements in three petitions to revive abandoned applications and a reciprocal discipline involving negligence associated with maintaining a Trust Account.



Ethics & OED: Practitioner Discipline at the USPTO June 2012

Posted: Tuesday, Jan 29, 2013 @ 11:15 am | Written by Gene Quinn | No Comments »
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Posted in: Gene Quinn, IP News, IPWatchdog.com Articles, Office of Enrollment and Discipline, Patent Fools™, USPTO

On February 5, 2013, I will be in New York City giving a presentation on ethics at the 7th Annual Patent Law Institute. My lecture will be revisited in San Francisco, California on March 19, 2013, an event that will be webcast live.

In addition to discussing the impact of the America Invents Act on ethics, specifically from a malpractice standpoint, I will also discuss the enforcement efforts of the Office of Enrollment and Discipline (OED) during 2012.

So far I have written the following articles in Ethics & OED series:

After starting with January and then fearing I would run out of time as I marched forward through all 48 disciplinary actions taken by OED during 2o12, I decided to start at the end of the year and work my way backwards. There were no reported decisions in September 2012, so that was an easy month to handle.



Ethics & OED: Practitioner Discipline at the USPTO July/Aug. 2012

Posted: Sunday, Jan 27, 2013 @ 8:30 am | Written by Gene Quinn | No Comments »
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Posted in: Gene Quinn, IP News, IPWatchdog.com Articles, Office of Enrollment and Discipline, Patent Fools™, USPTO

I will be presenting the ethics lecture at the 7th Annual Patent Law Institute sponsored by the Practising Law Institute live from New York City on February 4-5, 2013, and live from San Francisco, CA on March 18-19, 2013, with a simultaneous webcast from San Francisco for those who are unable to attend in person.

In addition to discussing the impact of the America Invents Act on ethics, specifically from a malpractice standpoint, I will also discuss the enforcement efforts of the Office of Enrollment and Discipline (OED) during 2012.

So far I have written the following articles in Ethics & OED series:

An odd order sequencing I know, but with great energy and certainty that I wouldn’t run out of time I set out to ambitiously review the 48 disciplinary actions taken by OED during 2o12. Then as the calendar started to no longer be an alley I thought that perhaps I should work my way backwards.

With this in mind, what follows is discussion of the two disciplinary proceedings undertaken by the USPTO during the months of July and August 2012. There were no OED disciplinary decisions from September 2012.



Ethics & OED: Practitioner Discipline at the USPTO Oct. 2012

Posted: Wednesday, Jan 23, 2013 @ 8:30 am | Written by Gene Quinn | 2 comments
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Posted in: Gene Quinn, IP News, IPWatchdog.com Articles, Office of Enrollment and Discipline, Patent Fools™, USPTO

I will be speaking at the 7th Annual Patent Law Institute sponsored by the Practising Law Institute live from New York City on February 4-5, 2013, and live from San Francisco, CA on March 18-19, 2013, with the San Francisco location also being webcast. My topic this year is ethics, and those who attend my presentation live or via webcast will earn 1 ethics CLE credit. In addition to discussing the impact of the America Invents Act on ethics, specifically from a malpractice standpoint, I will also discuss the enforcement efforts of the Office of Enrollment and Discipline (OED) during 2012.

What follows is discussion of the two disciplinary proceedings undertaken by the USPTO during the month of October 2012. First up is a situation where the USPTO went after an attorney in California who engaged in representation of trademark clients. Richard Gibson was not a patent practitioner, yet OED went after him for violation of various ethical rules, which is something recently new for the USPTO to do.  The second case is a case where a patent practitioner was caught up in a sting operation. The sting was searching for adults soliciting sex from minors in Seattle, Washington.



Ethics & OED: Practitioner Discipline at the USPTO Nov/Dec 2012

Posted: Thursday, Jan 10, 2013 @ 11:40 am | Written by Gene Quinn | 3 comments
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Posted in: Attorneys, Gene Quinn, IP News, IPWatchdog.com Articles, Patent Fools™, USPTO

I will be speaking at the 7th Annual Patent Law Institute sponsored by the Practising Law Institute live from New York City on February 4-5, 2013, and live from San Francisco, CA on March 18-19, 2013, with the San Francisco location also being webcast. My topic this year is ethics, which will give me at least several CLE credits for teaching this ethics component and give those who attend live or via webcast 1 CLE credit hour of ethics.

I will be discussing some ethical issues raised by the America Invents Act, but when giving an ethics lecture I also like to take a look at some of the things that the Office of Enrollment & Discipline has been doing with respect to practitioner discipline. I did this several years ago, see Patent Office Disciplinary Actions and Lack Thereof, and more recently I looked at a handful of cases from January 2012, see, Ethics and OED 2012.

Over the coming weeks I will be publish more summaries of some of the more interesting disciplinary matters before the Office of Enrollment and Discipline during 2012. What follows are cases from November 2012 and December 2012. My goal is to work my way backwards and summarize as many decisions from 2012 prior to my PLI ethics presentation as I can.



Ethics and OED 2012: Practitioner Discipline at the USPTO

Posted: Tuesday, Dec 11, 2012 @ 9:00 am | Written by Gene Quinn | 8 comments
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Posted in: Attorneys, Gene Quinn, IP News, IPWatchdog.com Articles, Office of Enrollment and Discipline, Patent Fools™, USPTO

Next year I will be speaking at the 7th Annual Patent Law Institute sponsored by the Practising Law Institute.  The event, like in previous years, will be bi-coastal. We will be live from New York City on February 4-5, 2013, and live from San Francisco, CA on March 18-19, 2013, with the San Francisco location also being webcast. My topic will be ethics, which will provide the all important and highly sought after ethics CLE credit.

In addition to discussing ethical issues raised by the America Invents Act, such as the new statute of limitations and avoiding catastrophic malpractice issues with the shift to first to file, I also always like to do a rundown of recent OED disciplinary proceedings. The last time I did this was several years ago.  See Patent Office Disciplinary Actions and Lack Thereof.

With this in mind, over the coming weeks and months leading up to the 7th Annual Patent Law Institute, I will be publishing a summary of the disciplinary proceedings before the Office of Enrollment and Discipline at the United States Patent and Trademark Office. What follows starts with the first Order of 2012.



USPTO Issues Final Rules of Discipline for Patent Practitioners

Posted: Monday, Jul 30, 2012 @ 8:26 pm | Written by Gene Quinn | 3 comments
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Posted in: Gene Quinn, IP News, IPWatchdog.com Articles, Patent Fools™, USPTO

The United States Patent and Trademark Office (USPTO) announced today that it will publish final rules in the Federal Register on Tuesday, July 31, 2012, that relate to the statute of limitations provisions for disciplinary actions brought by the Office of Enrollment and Discipline (OED) at the USPTO.  For an advance copy see Implementation of Statute of Limitations Provisions for Office Disciplinary Proceedings.

“The final rule implements a key provision of the AIA by specifying the timing for the one-year period included in the statute of limitations for Office disciplinary actions,” said Under Secretary of Commerce for Intellectual Property and Director of the USPTO David Kappos. “The Office promulgated this final rule with the benefit of valuable public input and we thank our stakeholder community for that feedback.”  Reviewing the proposed rules in comparison with the final rules it does seem that the USPTO took legitimate, constructive criticism, which resulted in a final rules package that in my opinion more closely reflects the Congressional mandate in the AIA, while still balancing the desire not to prematurely file a disciplinary action and giving patent practitioners adequate time to respond to inquiries.