Drafting a patent application is not as easy as it seems, at least for those not trained in the art of describing an invention so as to meet the highly specific requirements set forth in the U.S. patent laws. Identifying the invention in exact terms, as U.S. patent laws require, can be a daunting challenge.
Perhaps the biggest challenge facing those new to the patent world is the requirement that an invention be specifically identified and particularly defined. The part of the patent statute that deals with this requirement most directly is 35 U.S.C. 112. Subsection (a) deals with the definition of the invention required in the specification (i.e., everything written that is not a claim) and subsection (b) deals with the definition of the invention required in the patent claims. While the patent claims define the scope of the exclusive right granted by the government, the specification acts as the glossary to understand the full meaning and scope of the claims.
The Legal Requirement
In relevant part, 35 U.S.C. 112 reads:
(a) In General. The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention.
(b) Conclusion. The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.
In other articles I have gone into detail about drafting the specification and specification requirements (see here, here, here, here, here, here, here and here) and I have also written extensively about drafting patent claims (see here, here, here, here and here). I quote 35 U.S.C 112 here and now for the purpose of driving home the overarching goal. You need to describe the invention in full, clear and exact terms so that those knowledgeable in the relevant technical field will understand and appreciate the invention to the fullest extent.
Although subsection (b) relates to the claims, the claims must be supported by the specification in order to be appropriate and allowable. That means the specification must contain sufficient description of the invention to lay a factual predicate for the claims. Therefore, the specification must also particularly point out and distinctly identify the subject matter that you will claim as your invention.
Notice, I left out the word “concise.” It is true that the statute says that your description of the invention should be concise, but that word really has no continued relevance in modern patent law. Over the years the United States Supreme Court and the United States Court of Appeals for the Federal Circuit have continued to layer additional description requirement after additional description requirement into 35 U.S.C. 112. So onerous have the description requirements become, there is simply no way to submit a patent application that could satisfy all of the required disclosure the courts demand while being considered “concise” in any intellectually honest way.
In short, a concise description of an invention is an inadequate description of an invention, period.
Thus, the goal has to be to provide a full, clear, exact description of the invention in a way that particularly points out and distinctly identifies what the inventor believes he or she has invented and wants protection to cover. Easy enough, right? Well, not really.
The Problem of Negative Description
Even knowing what the legal standard is for the description that must be present in a patent application does not ensure that those without training will be able to satisfy the requirement. The blame for this goes to the way most people describe things as they engage in ordinary, everyday communications. Let me give you an example dealing with negative descriptions.
In everyday conversation we frequently describe what things are by explaining what they are not. This is what I will call a negative description. When you are communicating in person with someone you know there can be a common understanding and frequently negative descriptions are enough. This particularly true if you know the person you are speaking with well and what you are describing is something that you both can see. For example, if we were standing in front of a run down house I could say “that is no mansion.” You would easily understand what I mean.
Taking the next step, what if we were standing in front of an extremely large house that was well maintained. If we had just watched an episode of Celebrity Homes and I said “that is no mansion” you would probably similarly understand my meaning, which would be different than in the previous example although the words remain the same. Of course, if another person were with and that person had grown up in a very poor neighborhood and also didn’t have the same common reference point (i.e., having watched Celebrity Homes), well the meaning would be lost altogether.
Moving one step further, if I said “that is no mansion” to someone who was blindfolded, would they have any hope of understanding what I was trying to convey? The simple answer is no, context is everything when relying on negative descriptions.
Unfortunately, when explaining an invention we cannot rely on negative descriptions because explaining what something is not or does not entail or does not use does not provide any useful, concrete, tangible description. When describing your invention and parts thereof you want to do so clearly and precisely so that there is no ambiguity or room for interpretation. The meaning the reader understands needs to be the exact meaning you are trying to convey without exception. I recommend staying away from negative descriptions and describing things with as much detail as you possibly can in a patent application.
The only exception to this negative description prohibition is that sometimes negative descriptions can be useful to guide a reader to a certain point of understanding. Explaining what something is not merely excludes some possibilities, provided the exclusion is clear and free of ambiguity. But excluding something is a far cry from explaining what it is specifically. For example, saying something is “not of uniform thickness” does nothing to tell me anything about the thickness other than to eliminate a single possibility (i.e., that the thickness is uniform).
I have also created what we call The Invent + Patent System™ is an innovative approach to the patent process. It was initially created to teach law students how to learn how to draft patent applications. Given how successful it was in teaching law students I adapted it for use by inventors. Over the years many thousands of inventors have used it to help create and file provisional patent applications.
Additional Information for Inventors
For more tutorial information please see Invention to Patent 101: Everything You Need to Know. For more information specifically on patent application drafting please see:
- The Most Common Design Patent Application Rejections (and How to Avoid Them) – Part I
- Practical Tips for Drafting Patent Applications After American Axle & Manufacturing Inc. v. Neapco Holdings
- What Every Patent Attorney Should Teach Their Entrepreneur-Inventor Clients About the Patent Process
- What to Know About Drafting Patent Claims
- Improving Speed and Quality Using Automation for Patent Application Drafting
- Beyond the Slice and Dice: Turning Your Idea into an Invention
- If You Want to Protect Your Business Method, Reframe It as a Technical Invention
- Examining the Unforeseen Effects of the USPTO’s New Section 112 Guidelines
- Distinguishing Colloquial Obviousness and Legal Obviousness
- AI Patents Make a Comeback at USPTO, Finance Patents Are Still Struggling
- Anatomy of a Valuable Patent: Building on the Structural Uniqueness of an Invention
- Software Patent Drafting Lessons from the Key Lighthouse Cases
- Patent Drafting Basics: Instruction Manual Detail is What You Seek
- How to Write a Patent Application
- Admissions as Prior Art in a Patent: What they are and why you need to avoid them
- Patent Drafting: The most valuable patent focuses on structural uniqueness of an invention
- Patent Drafting: Proving You’re in Possession of the Invention
- Patent Drafting: Understanding the Enablement Requirement
- Patent Drafting 101: Say What You Mean in a Patent Application
- Patent Drafting 101: Going a Mile Wide and Deep with Variations in a Patent Application
- Learning from common patent application mistakes by inventors
- Defining Computer Related Inventions in a post-Alice World
- Patent Application Drafting: Using the Specification for more than the ordinary plain meaning
- Patent Strategy: Advanced Patent Claim Drafting for Inventors
- Patent Drafting 101: The Basics of Describing Your Invention in a Patent Application
- Patent Drafting for Beginners: The anatomy of a patent claim
- Patent Drafting for Beginners: A prelude to patent claim drafting
- The Inventors’ Dilemma: Drafting your own patent application when you lack funds
- Patent Drafting: Describing What is Unique Without Puffing
- 5 things inventors and startups need to know about patents
- Drafting Patent Applications: Writing Method Claims
- An Introduction to Patent Claims
- Patent Drafting: Define terms when drafting patent applications, be your own lexicographer
- Patent Language Difficulties: Open Mouth, Insert Foot
- Patent Drafting: The Use of Relative Terminology Can Be Dangerous
- Patent Drafting: Distinctly identifying the invention in exact terms
- Patent Drafting: Understanding the Specification of the Invention
- Tricks & Tips to Describe an Invention in a Patent Application
- Invention to Patent 101 – Everything You Need to Know to Get Started
- Patent Drafting 101: Beware Background Pitfalls When Drafting a Patent Application
- Describing an Invention in a Patent Application
- The Key to Drafting an Excellent Patent – Alternatives
- The Cost of Obtaining a Patent in the US
- Patent Drafting: Identifying the Patentable Feature
- Patent Drafting: Thinking outside the box leads to the best patent
- The Importance of Keeping an Expansive View of the Invention
- Patent Application Drafting: Ambiguity and Assumptions are the Enemy
- How to Describe an Invention in a Patent Application
- Patent Drawings 101: The Way to Better Patent Applications
- Patent Drafting: Top 5 Critical Things to Remember