Posts Tagged: "oed"

George Reardon was a registered patent agent (Registration No. 53,505). He was also the President and Executive Director of the National Association of Patent Practitioners (NAPP). He was alleged to have misappropriated at least $116,894.80 in NAPP funds and provided false annual financial reports to NAPP. Reardon did not admit to any wrongdoing or violation of the Disciplinary Rules of the USPTO, but he did choose to file an affidavit of resignation during the pendency of an investigation into the alleged misappropriation of funds. As a result, the United States Patent and Trademark Office (USPTO) accepted Reardon’s resignation and ordered his exclusion from practice before the Office.

The USPTO suspension was applied nunc pro tunc. Discipline imposed nunc pro tunc is appropriate only if the practitioner: (1) promptly notified the OED Director of his or her suspension or disciplinary disqualification in another jurisdiction; (2) establishes by clear and convincing evidence that the practitioner voluntarily ceased all activities related to practice before the Office; and (3) complied with all provisions of 37 CFR § 11.58. That was found to be the case effective October 17, 2011, thus the six (6) month suspension started effective that date.

What follows is discussion of the two disciplinary proceedings undertaken by the USPTO during the month of October 2012. First up is a situation where the USPTO went after an attorney in California who engaged in representation of trademark clients. Richard Gibson was not a patent practitioner, yet OED went after him for violation of various ethical rules, which is something recently new for the USPTO to do. The second case is a case where a patent practitioner was caught up in a sting operation. The sting was searching for adults soliciting sex from minors in Seattle, Washington.

David Gaudio was not a registered patent practitioner, but this was not a case where OED went after someone who was only engaged in trademark representation via a reciprocal discipline proceeding. The Law Office of David P. Gaudio, P.C. formed The Inventors Network, Inc. Gaudio was alleged to have engaged in the unauthorized practice of patent law. Gaudio knew that the representation of inventors without being a registered patent practitioner violated USPTO regulations. This case seems significant because it could well signal new USPTO interest in preventing those who are not registered practitioners from preying on unsuspecting inventors.

The United States Patent and Trademark Office (USPTO) announced today that it will publish final rules in the Federal Register on Tuesday, July 31, 2012, that relate to the statute of limitations provisions for disciplinary actions brought by the Office of Enrollment and Discipline (OED) at the USPTO. Subsection (e) is added to clarify that the one year period for filing a complaint may be tolled by a written agreement between the involved practitioner and the OED Director. The Office agrees that tolling agreements may provide both the Office and the practitioner with additional time to resolve matters without a complaint.

What I can report is that the USPTO did, in fact, meet the April 12, 2011, deadline and the newly testable material is being tested as advertised. The USPTO is also continuing to update the exam through a rigorous process of writing, vetting, and testing new questions. In addition to covering long-standing areas of patent practice, questions are being added to the database that are directed to new and emerging trends in the law and evolving rules of procedure. The subject matter covered by the exam as a whole will continue to test rules, laws and regulations that have been in existence for years, but will also increasingly include questions testing the changes.

This announcement signals a major shift in the way would-be patent attorneys and patent agents will be tested, bringing the exam forward to test the latest developments in rules and laws. It can be reasonably anticipated that the patent bar exam will become a moving target as the Kappos Administration continues to move forward with initiative after initiative and rules package after rules package. Those preparing to take the exam need to be mindful of the need to stay current and not rely upon outdated study guides, reference materials and old questions when studying for the exam.

I thought it might be interesting to take a look at what the Office of Enrollment & Discipline has been up to since the start of 2010. To be perfectly honest, I was quite surprised by what I found. Not only is there not a single case involving Rule 11.5, but the overwhelming majority are related to reciprocal proceedings where discipline was already taken by a State and the USPTO is taking appropriate matching action with respect to the practitioner. In fact, out of the 37 disciplinary proceedings this year 24 have been reciprocal proceedings, where the USPTO seems to hand out justice largely or solely based on justice being handed out by some State Bar authority.

At the end of 2009 I did a two part series setting forth what I believed to be the Top 10 Patent Stories of the Decade, see Top 10 – #1 to #5 and Top 10 – #6 to #10.  At the time I promised to do a third in the series, which would discuss the “Honorable Mentions.”  After taking…

Some of the most popular pages month after month on IPWatchdog.com are our Patent Bar information pages, and given that I teach for the PLI Patent Bar Review Course we get a lot of e-mail inquiries regarding the patent bar examination.  Pretty much every week we hear from individuals who are interested in becoming patent agents or patent attorneys, and…